Privacy Policy

Effective Date: 03/01/2021

Horizons Investment Management (“we,” “us,” or “our”) is committed to protecting the privacy and confidentiality of our clients’ personal and financial information. This Privacy Policy outlines how we collect, use, share, and safeguard your information when you visit our website or engage our services. By using our website or services, you agree to the practices described in this policy.

1. Information We Collect

a. Personal Information:

• We may collect personal information that you provide to us, including but not limited to your name, address, email address, phone number, Social Security number, financial information, and other details necessary to provide our services.

b. Non-Personal Information:

• We may also collect non-personal information, such as browser type, IP address, and website usage data, to enhance your experience on our site.

2. How We Use Your Information
We use the information we collect for the following purposes:

• Providing Services: To deliver the financial services you request, such as wealth management, retirement planning, and investment advice.

• Communication: To communicate with you about your account, respond to inquiries, and provide updates on our services.

• Improving Our Services: To analyze website usage and improve the content and functionality of our website.

• Legal Compliance: To comply with applicable laws, regulations, and legal processes.

3. Information Sharing and Disclosure
a. Third-Party Service Providers:

• We may share your information with trusted third-party service providers who assist us in operating our business, such as custodians, brokers, and IT service providers. These third parties are contractually obligated to protect your information and use it only for the purposes we specify.

b. Legal Obligations:

• We may disclose your information if required by law or in response to a legal process, such as a subpoena or court order, or to protect our rights, property, or safety and that of our clients or others.

c. Business Transfers:

• In the event of a merger, acquisition, or sale of all or a portion of our business, your information may be transferred as part of that transaction. We will notify you of any such change in ownership or control of your personal information.

4. Security of Your Information
We take the security of your information seriously and implement reasonable physical, electronic, and administrative safeguards to protect it from unauthorized access, disclosure, alteration, or destruction. However, no method of transmission over the Internet or method of electronic storage is completely secure, and we cannot guarantee absolute security.

5. Your Choices and Rights
a. Access and Correction:

• You have the right to access and correct the personal information we hold about you. If you believe that any of your information is inaccurate or incomplete, please contact us to update it.

b. Opt-Out:

• You may opt out of receiving marketing communications from us by following the unsubscribe instructions in any email or by contacting us directly.

c. Do Not Track:

• Our website does not respond to “Do Not Track” signals. However, you can set your browser to refuse cookies or alert you when cookies are being sent.

6. Third-Party Links
Our website may contain links to third-party websites. We are not responsible for the privacy practices or content of those websites. We encourage you to review the privacy policies of any third-party sites you visit.

7. Children’s Privacy
Our services are not directed at individuals under the age of 18, and we do not knowingly collect personal information from children. If we become aware that we have collected personal information from a child under 18, we will take steps to delete that information.

8. Changes to This Privacy Policy
We may update this Privacy Policy from time to time to reflect changes in our practices or for other operational, legal, or regulatory reasons. We will notify you of any significant changes by posting the new policy on our website and updating the effective date.

9. Contact Us
If you have any questions or concerns about this Privacy Policy or our privacy practices, please contact us at:

Horizons Investment Management

1033 W Eastland Avenue Nashville, TN
info@horizonsim.com
+17374274250